EXERCISE 46: THE ABSOLUTE THRESHOLD LEVEL AND SUBLIMINAL MESSAGES

 

Objectives

 

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1.         To show you the relevance of the absolute threshold level concept to marketing.

2.         To give you an understanding of subliminal messages in light of the perceptual process and of the absolute threshold level.

3.         To make you a more informed citizen on the controversial issue of subliminal advertising.

4.         To enable you to analyze the usefulness as well as limitations of subliminal messages.

5.         To provide you with experience in evaluating ads that could be perceived as subliminal, and to assess personal experiences you and your classmates have had with subliminal messages.

6.         To help you decide on the morality of subliminal messages.

7.         To give you further opportunities to learn about and experience subliminal messages by visiting websites.

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Background

 

Overview of Perceptual Principles Covered in and Organization of the Remaining Chapter 13 Exercises

 

Recall the consumer information-processing model outlined in Figure 1 for this chapter with its stages of exposure, attention, comprehension, and retention. This and the following three exercises will investigate more closely several phenomena related to the attention and comprehension phases of the process shown in Figure 46.1.

 

<<Figure 46.1 about here>>

 

Exposure

 

Exposure occurs when a consumer confronts (or is confronted by) a stimulus so that one or more sensory organs are activated and information processing can begin. Exposure can be either random or involuntary, such as with broadcast commercials and outdoor billboards, or deliberate and voluntary, as with online searches and print media.  

The key consideration for the advertiser is matching characteristics of the target market with those of a medium’s target audience so that the right consumers are potentially exposed to marketing communications. Advertisements are then placed within media vehicles where they are most likely to be encountered, such as next to interesting editorial matter in a magazine or in a relevant section of the newspaper, as with sporting goods ads positioned in the sports pages.

 

Attention

 

Next occurs attention—the degree to which the consumer focuses on the incoming stimulus, thereby allocating information processing capacity to it so that the sensations enter his brain for processing. Job one for any promotional effort is to grab the prospect’s attention!

This and the following exercise will focus on two aspects of the attention phase. First is the absolute threshold level—the minimum level of stimulus intensity that is noticeable. This exercise concerns this absolute threshold level as well as subliminal advertising—advertising elements that are supposedly snuck in below the consumer’s absolute threshold level in an effort to covertly influence CB.

A second phenomenon of interest to marketers during the attention phase, covered in Exercise 47, is the just noticeable difference (differential threshold)—the level of stimulus intensity change that can just barely be detected by a consumer, such as a slight price hike or miniscule cut in product quality.

 

Comprehension (Interpretation)

 

Exercises 48 and 49 will concern the stage of comprehension—the consumer’s level of understanding and interpretation of the stimulus. Exercise 48 will investigate consumers’ use of surrogate indicators—shorthand signals of product quality or performance, such as price and brand name, which might or might not be valid indicators of the product’s nature. Gestalt principles of perceptual organization—how the arrangement of the components of a stimulus object affects the way it is interpreted by the consumer—will be covered in Exercise 49.

The final hurdle in consumer information processing is retention—the entry if information into long-term memory so that it can be recalled, the subject of Chapter 14 on learning.

 

Psychophysics and the Absolute Threshold Level

 

Whether or not a consumer actively pays attention to a stimulus to which s/he is exposed is determined in large part by the level of intensity of the stimulus. Psychophysics is the study of the how the physical environment is related to people’s subjective (psychological) experience, i.e., the relationship between the nature and amount of a stimulus and the sensation that it produces. This discipline investigates the absolute threshold level and the differential threshold.

The lowest level at which a person just barely detects a stimulus is known as that cue’s absolute (lower, detection) threshold level (ATL). The ATL is the minimal level of stimulus intensity that the individual can perceive, i.e., the point at which a person can just barely notice that “something” is there. The tone you could just barely hear in those hearing tests you took back in grade school was your ATL for hearing.

For example, a typical person can see a candle flame at 30 miles on a dark clear night and can also taste one teaspoon of sugar in two gallons of water and smell one drop of perfume diffused throughout a three-bedroom apartment (therefore, you need not dowse yourself with cologne for people to notice!).

Of course, there are individual differences in such ATLs, so these are only averages. Furthermore, one person might vary somewhat in sensitivity to stimuli from day to day or from one situation to another.

Generally, our senses can only perceive a rather narrow range of stimulus intensity. For instance, we are unable to see ultraviolet rays, although bees can. Bats and porpoises can hear sounds two octaves beyond our range. You cannot notice radar, but a radar detector can.

Firms sometimes hire professionals with relatively low ATLs as taste testers or to determine the efficacy of personal care products such as deodorants (testers actually smell peoples’ armpits to detect if deodorant eliminates odor) and mints (they smell people’s breath).

 

The Adaptation Level: A Changing Absolute Threshold Level

 

Sometimes people’s ATLs change over time. Adaptation (sensory adaptation, habituation) is the process of adjusting to or growing accustomed to a frequently occurring stimulus so that it is no longer noticed. Recall how the first chilly day of winter that comes along feels quite cold, but after several days of cold you “get used to” the chill so that it is no longer so uncomfortable.

Likewise, stepping into an air conditioned store on a very hot day feels great at first. But after several minutes, you adapt to the cooler level of sensation and no longer notice it. When you enter a locker room, at first you choke on the odor of “eau de locker room,” but after awhile it no longer bothers you. Although when you first ride in a car, you hear the “ding, ding, ding” of the car safety belt reminder to buckle up, after awhile you ignore it. 

The adaptation level, then, is that amount of stimulus intensity to which a person becomes accustomed. It serves as a reference point or standard of comparison for changes in the level of the stimulus. Consequently, at a noisy party someone coughing would not be heard, but in a quiet room where students are taking a test this same sound would be startling.

For marketers, the implication is to make sure consumers do not become adapted to their marketing stimuli, such as advertising or packaging, so that they tune them out. This is accomplished by offering change or variety in marketing cues. Consequently, most advertising campaigns, while featuring similar messages and creative executions of that message, present variations in individual ads so that consumers do not grow bored. Although Wheaties remains the “Breakfast of Champions,” the individual sports stars features in the ads and on the package continually evolve. In the area of product development, new and improved versions as well as line extensions (new flavors, scents, styles, etc.) keep a product fresh and interesting for consumers as well as provide variety. In short, consumers should “expect the unexpected.”

However, marketers must be cautious in making radical changes, such as altering ingredients in food or drink items or rapidly raising prices. Often the adaptation level is preferred, and so customers might better receive evolutionary change than revolutionary change. For instance, with rapidly rising gasoline prices in the mid-2000s, at first consumes experienced sticker shock. However, the shock did not last forever, and people got used to paying $3 a gallon, and even later $4 per gallon rather than $2. 

Following its merger with Cingular Wireless, ATT&T Wireless decided to phase out the Cingular name. However, they did so gradually over several months, beginning with the tagline in commercials “Cingular is now part of AT&T,” followed shortly thereafter by making the AT&T name more prominent, and eventually dropping the Cingular moniker.

 

Marketing Stimuli and the Absolute Threshold Level

 

Some Stimuli Should Be Above the ATL

 

Of course, marketers need to make sure that their important stimuli (advertising elements, reduced prices on packages, etc.) are above the consumer’s ATL, which is a big challenge in cluttered commercial environments. Marketers must resort to tactics to get consumer attention, as discussed in the last exercise.

 

Other Stimuli Should Be Below the ATL

 

There are also instances in which marketers do not wish for consumers to detect certain stimuli; they prefer to remain below the consumer’s ATL radar. You have heard of the “fine print” in advertising disclosures, packages, and other written materials. This is so tiny sometimes to unethically avoid catching the consumer’s attention. Similarly, the audio disclosures in radio commercials that are legally required (“Offer void where prohibited”) usually run at warp speed and at low volume so that consumers cannot really understand them.

 

Subliminal Advertising

 

Overview of Subliminal Influences

 

A much-discussed tactic whereby marketers allegedly lurk below the ATL is the case of subliminal advertising. The word subliminal comes from combining two Latin words: the prefix sub (meaning “below”) with limen (“threshold” or “limit”).

Subliminal, then, literally means “below the threshold of conscious perception (absolute threshold level),” i.e., people cannot perceive a stimulus object at all. Consequently, subliminal stimuli (subliminal messages) are cues that activate one or more sensory receptors but are below the threshold of perception (ATL).

A person’s subconscious perception of subliminal cues is called subliminal perception. The belief is that one can influence consumer behavior (CB) by secretly appealing to the subconscious mind with words, images, or sounds. Critics claim that advertising agencies use these subliminal stimuli in via subliminal advertising (subliminal seduction)—trying to manipulate consumers by placing hidden images, words, or sounds in print, audio, or video advertising media. The theory is that, although the stimulus is below the consumer’s level of conscious awareness, the subconscious nonetheless processes the stimulus, leading to (1) attitude change (e.g., brand preference), followed by (2) behavioral change (e.g., a product purchase or a store visit).

 

Types of Subliminal Messages

 

During the 1950s, the U.S. experienced the “red scare”—fear about the rise of communism and its “mind control.” In this environment of alarm, stories began circulating that advertising agencies were doing motivation research, some of whose findings were being used to seduce customers with subliminal messaging to get them to buy unwanted merchandise.

We now investigate five different types of subliminal stimuli: subvisual messages, embeds, incongruities and suggestiveness, subaudible messages, and backward masking. You shall learn that, while subliminal stimuli perhaps occasionally exist, subliminals cannot be effectively used to persuade or alter CB. Years of research have shown very limited emotional effects of subliminal stimulation, and there has been no support for its effectiveness in behavior modification. Nonetheless, at least three-fourths of the general adult American population believes that subliminal advertising is purposely created and used to sell products.

Bottom line: If some marketers do use subliminal stimuli, they are wasting their efforts and being unethically sneaky in the process.

 

 Subvisual Messages. The brouhaha over subliminal advertising began in 1957 when a movie theatre hired Subliminal Projection Company, run by the originator of the term subliminal advertising, James Vicary. He used subvisual messages—single-frame visual images or words, of milliseconds in duration, implanted into a film (and now also other electronic motion media). These messages are repeatedly flashed every few seconds, notably in motion pictures, television shows, videotapes, DVDs, video games, and on computer screens.

Vicary’s firm designed a subliminal projection machine that was capable of flashing such messages within big-screen movies extremely briefly (for 3/1000 of a second, every five seconds). For a six-week test run in the movie theatre, Vicary alternated the subliminal messages, “Hungry? Eat popcorn” and “Drink Coke,” exposing 45,699 patrons.

Vicary held press conferences claiming that the subliminals increased sales of Coke by 18% and of popcorn by 58%. However, he never released a detailed description of his study. Nor has there ever been any independent evidence to support his claims—all attempts at replication failed. Moreover, in an interview with Advertising Age in 1962, Vicary admitted that the original study was a fabrication designed to help his struggling business. And, despite the notoriety, no regulation or legislation has ever been enacted against subvisual communication.

Nonetheless, periodically there are reports of efforts to use subliminal messages in TV commercials. Movies have also been accused of planting subvisuals, such as a death mask flashed on screen to give audiences an extra scare in “The Exorcist”’, a suspect bulge on a character that appeared to be an erection in “The Little Mermaid,” and a wispy S-E-X spelled out in the clouds in a scene from “The Lion King.”. Subvisual messages have also been used by self-improvement software such as InnerTalk, with managers programming computers to flash messages such as “work faster.”

 

 Subliminal Print Ads: Embeds. During the 1970s and ‘80s, Dr. Bryan Wilson Key published a series of books discussing print media embeds—hidden words and images, most of which appeal to subconscious drives such as sex and the Freudian death wish (Thanatos). Key alleged that these faint visuals were being placed in magazine ads via techniques like high-speed photography and airbrushing. Today, digital manipulation is supposedly used as well. Allegedly, viewers subconsciously perceived the embeds, which could elicit drives such as sexual arousal. This, in turn, supposedly made the products more attractive to consumers, thereby positively influencing their attitudes and provoking sales.

Key found embeds including women’s breasts, male and female genitalia, and death masks in the ice cubes of liquor ads. He famously found the word “sex” as well as many unprintable four-letter words emblazoned on people’s hair and beards, plus couples in compromising positions in floral designs. He even claimed that the word “sex” was formed by the holes in Ritz crackers, making this delicacy taste even better!

However, conceptually, Key offered no explanation for exactly how subliminal advertising works. Key backed up his case with a hodgepodge of theories from the fields of communication studies, media criticism, and Freudian psychology, most of which is dismissed by the modern scientific community. For instance, drawing on Freudian thinking, he claimed that when we perceive these images subliminally but repress them, we are irrationally attracted to the ad.

Empirically, there is virtually no experimental support for the efficacy of subliminal embeds. Key’s own “research” with his students lacked proper scientific controls. He simply asked how many of his students saw particular alleged embeds in ads, considering their acquiescence as evidence.

Some psychology experiments have shown that subliminal stimuli can influence high-level cognitive and affective processes (e.g., recognition of and preferences for geometric shapes), although these are fleeting in nature. Some studies suggest that human sensory organs pick up stimuli presented below the threshold of consciousness and that people can process information without being aware of it. More recent research also suggests that subliminally presented stimuli can influence behavior.

However, these studies were conducted in artificial laboratory situations. And, the effects are generally so small and fleeting as to be useless in altering CB. Investigations have failed to show conclusive results in an advertising context.

The key (pun purely coincidental) issue is whether subliminal stimuli provide advertisers with a tool to bypass buyers’ defenses without their awareness, so that consumer exposure to subliminals results in effective persuasion and manipulation of the consumers’ behavior. The nearly universal consensus is that this is not possible.

Other questions remain unanswered by Key.

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          Where is his documentation for the cognitive, affective, and behavioral effects of subliminal advertising? All he offered was anecdotal evidence based on what he and his students “discovered” in print ads. As the ad industry has pointed out, such “findings” seem to be the product of hyperactive imaginations. Whether or not erotic imagery has been deliberately planted, a diligent search for a phallic symbol will probably uncover it. All of us are able to “see” all sorts of things in clouds, mountaintops, trees, and other objects.

          Why are there no witnesses to the preparation of embeds? If subliminals are used by so many advertisers, why was Key unable to quote just one of them on how they employ the tactics? Is there not one unemployed ex-stimulator who can come forward with the truth, perhaps writing an exposé or even a how-to book? Professor Jack Haberstroh surveyed more than 100 U.S. ad directors, and not a single one claimed to have ever worked on a subliminal ad!

          If subliminal stimulation is rampant and urges people to buy, why do the government and other public service advertisers not use subliminal ads to make people stop taking drugs, abusing children, and driving drunk? College professors could even use subliminal messages in the slides and videos they show their classes to encourage students to study hard, stop going to wild parties and staying up late, give up smoking and excessive drinking, and be courteous and attentive to and absolutely idolize their instructors!

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The academic community, the advertising establishment, and even government regulators all nearly unanimously pooh-poohed the notion of subliminal advertising during the Vicary and Key eras. But, the legend lives on.

 

 Subliminal Print Ads: Incongruities, and Suggestiveness.

 

Incongruities and suggestiveness are two other types of print advertising sometimes described as “subliminal” that do not technically meet the definition of this term since people often are aware of them. Nonetheless, they can at times operate at a low level of awareness, perhaps even subconsciously.

Incongruities are portions of an ad containing an inconsistency—two or more of its elements do not logically fit together. For example, an ad for Jantzen swimsuits included a female whose trunks were unusually loose and contained a zipper fly, and the man with her wore swim trunks matching her brassiere, implying crossdressing. Another ad for Benson and Hedges cigarettes featured a protruding right hand that was placed at an angle such that it could belong to none of the characters in the ad. Several advertising researchers have suggested that such ads lead to more information processing as well as arousal, and consequently more favorable ad evaluations.

Some print ads contain suggestiveness—the advertisement implies more than the written copy clearly states. Here, the message is not spelled out explicitly in words but rather is subtly implied via use of verbal language, body language, color, and other perceptual devices, often including sexual innuendo—subtle sexual messages. For example, a Levitra TV commercial featured a 40-ish woman sporting a man’s dress shirt, suggesting to some observers that she had just engaged in sexual relations. However, suggestiveness is not subliminal because we are supposed to notice the suggestive ad elements.

 

 Subaudible Messages. Subaudible messages (subaudible communications, audio conditioning, threshold messaging, psychoacoustic persuasion) consist of accelerated (time-compressed) and/or garbled speech played at a low volume and masked under a “carrier,” such as music or ocean waves, so that the message can not be consciously heard. The claim is that, while the message is unintelligible and therefore goes consciously unnoticed, it is subconsciously processed, leading to affective and/or behavioral changes.

Department stores in both the U.S. and Canada have reportedly reduced shoplifting by fusing bland “elevator music” with subliminal anti-theft messages, such as “I am honest. I will not break the law and steal.” Sales organizations and athletic teams have employed subliminal motivational tapes to rally the troops, doctors have used them to calm patients in waiting rooms, and subaudible messages in rock music have been blamed for encouraging Satan worship and suicide.

While there is mixed evidence of the effectiveness of such messages, researchers note that only individuals who are predisposed toward what the subaudible messages advocate will accept them. Hence, a normally honest person will respond to the suggestion “I do don't want to go to jail for stealing,” but a professional shoplifter will not.

Subaudible messages seem to work like hypnotism: You can subconsciously encourage people to avoid or undertake certain behaviors only if they are so inclined. Also, many researchers believe that subaudible communications work due to the placebo effect: People expect them to work, and so they do.

While there are no reported advertising applications of subaudible messages, the evidence suggests that this is for good reason: They would be impotent in altering CB.

 

 Backward Masking. Also known as backmasking and audio reversal, backward masking entails inserting a message in reverse into an audio medium such as a record, tape, CD, or DVD. Although the words cannot be consciously perceived when the audio is played in its normal, forward manner, the claim is that these imperceptible communications are heard at an unconscious level, thereby influencing attitudes and behavior.

Reported applications have occurred in rock music. The Beatles were among the first to employ the technique in their music with backward messages including “Paul is dead,” “Turn me on dead man,” and “I buried Paul.” However, this turned out to be a public relations ploy to revitalize the group’s waning dominance. The 1970s and 1980s saw an explosion in backward masking in rock music, much being satanic messages. 

One theory underlying backward masking is that selective cognitive processes ordinarily screen out unwanted information. However, when data enters our brain backward, it is not filtered, and somehow the subconscious can translate it to become meaningful. Supposedly, when hearing these songs forward, the brain picks up the backward messages subliminally. Consequently, they can affect one’s mind, actions, and personality.

However, researchers have shown this theory to be untrue. Humans simply do not have a subconscious speech perception mechanism that can decode a reversed signal. It appears that backward masking is ineffectual in influencing people and of no value for marketing, other than stirring up word of mouth and publicity for rock groups!

 

Conclusion on Subliminal Advertising

 

The public continues to believe subliminal messaging is a public menace due to the negative image of the advertising profession, the fact that sensationalism sells, and people dislike the fact that advertising conspicuously attempts to influence (not manipulate) them. If folks cannot explain certain emotions or purchases, or if they experience post-purchase regret, it is more comfortable to blame mysterious forces at work than to take personal responsibility. However, the evidence suggests that subliminal advertising does not work, although it does apparently exist since there will always be dishonest people doing deceitful things, such as sneaking hidden messages into ads. The deliberate use of subliminal communication is immoral because it is dishonest, violates the consumer’s right to know, and tries to control human behavior in violation of free will.

In those rare cases where it is used, subliminal communication is relatively ineffectual. Subliminals only work to some degree in the case of constant message repetition (as with subvisual messages and subaudible messages) and where audience members are predisposed toward the message.

It is true that in tightly controlled lab settings, subliminals have produced mild but fleeting emotional reactions and heightened existing drives. However, there is virtually no research evidence supporting their effectiveness to alter CB. A big gap exists between perception and persuasion when it comes to subliminal advertising.

Furthermore, there are quite a number of practical difficulties in using subliminal messages:

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          You know that needs and wants cannot be created. Instead, marketers should appeal to and satisfy existing drives, which they can heighten and influence only at a general level. While a subliminal message saying, “Drink Coke” might induce thirst, but not necessarily for Coke—it could trigger a desire for Pepsi or even for water. Therefore, to change CB against sovereign consumers’ free will is impossible.

          Supraliminal stimuli (ordinary stimuli, above the threshold level) tend to overpower or nullify subliminal s (hidden below the threshold level). Indeed, psychological studies demonstrate that a strong stimulus produces a strong response and a weak stimulus a weak response.

          Perceptual thresholds vary across persons and over time for any one individual. Consequently, what is subliminal for some will be supraliminal for others, and what is subliminal for someone today could be supraliminal for that person tomorrow. To go undetected by virtually everyone, subliminal stimuli would need to be at an extremely low threshold level, perhaps too low to have even a subconscious effect on most people.

          People selectively screen out supraliminal stimuli not consistent with their predispositions and probably do so for subliminal stimuli too.       

          In their normally busy worlds, individuals do not typically give undivided attention to a stimulus as subjects in subliminal experiments do.

          Since consumers subjectively interpret stimuli, misinterpretation is likely. Was that message “Drink Coke,” “Drink Cola,” “Drink Pepsi,” “Drink cocoa,” or “Stink Coke”?

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Please—lose no sleep tonight over being subliminally seduced by Madison Avenue.

 

Review Questions

 

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1.         Explain the absolute threshold level. 

2.         Explain the relationship between subliminal stimuli, subliminal perception, and subliminal advertising.

3.         Describe each of the five types of subliminal messages, how each one has been used, and the limitations of each.

4.         Discuss the practical difficulties in using subliminal messages.

5.         What are the ethical problems with subliminal advertising?

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In-Class Applications

 

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1.         For each of the following advertisements, identify any evidence or possibilities of subliminal advertising based on the three types of print ad subliminal elements described in the Background: embeds, incongruities, and suggestiveness. Are these ads more effective through the use of such possible subliminal elements or would they have been just as effective without hidden messages? Note: For more information (or, at least, opinion) on how these ads are manipulated, check out www.angelfire.com/rock/cpar/p2k/2ksep17paperless.html.

<<FIGURES 46.2 THROUGH46.6 ABOUT HERE>>

2.         Consider the following quotation from the FCC Broadcasting and Advertising Regulations (June 1999): “We sometimes receive complaints regarding the alleged use of subliminal techniques in radio and TV programming. Subliminal programming is designed to be perceived on a subconscious level only. “Regardless of whether it is effective, the use of subliminal perception is inconsistent with a station’s obligation to serve the public interest because the broadcast is intended to be deceptive.

            After reading the Background for this exercise and this quotation, what is your impression of subliminal advertising?     Could it be effective in changing CB? Could it ever be used as an ethical practice? Is limiting the use of subliminal messages a violation of an advertiser’s right to free speech? 

3.         Visit the following websites and see how subliminal messages have been used in other forms of media: www.snopes.com/business/hidden/hidden.htm#ifield, www.snopes.com/disney/films/films.asp, www.sdst.org/shs/quest/pathfinder/submes.htm www.hypnoticmp3.com/about_subliminals.htm, and http://voice.paly.net/view_story.php?id=2399. What is your opinion on what you have read and viewed on these sites? Were these subliminal effects strategically manufactured, or are they simply “in the eye of the beholder”?

4.         Although subliminal messages have been declared an unsuccessful attempt at significantly altering CB, many Americans still believe in their existence. This is ever so evident in the purchases of subliminal self-help products, based on the notion of subaudible messages, which can be further explored at www.infinn.com/subliminal.html and at www.infinn.com/subliminaldownload.html. Have you ever purchased or used one of these products? If so, did it alter your behavior and/or mindset? Do you think these products actually have an effect on people or are buyers just convincing themselves that they work to ease the pain of cognitive dissonance?

5.         Do you recall having ever seen any ads which you believe were subliminally stimulating? Do you believe the ads were effective? Were they ethical?

6.         Do you know anyone who has ever claimed to be the “victim” of subliminal advertising? Do you or does anyone you know have any experience with any of the types of subliminal messages discussed in the exercise?

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Written Applications

 

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1.         Answer Question 1 in the In-Class Application above for four of the ads.

2.         Find three more ads that someone might believe contain subliminal messages and repeat the analysis in Question 1 above.

3.         Answer Questions 2 and 3 above.

4.         Answer either Question 4, 5, or above.

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